Unit Head / Senior Manager (Compliance) - 2 positions

Kuala Lumpur Permanent

Updated on 13/02/2021

  • 1st Position Available: Compliance (Treasury / Corporate Banking)
  • 2nd Position Available: Compliance (Payments / Retail Banking)

About Our Client

Our client is a financial services group and a market leader in providing financial services solutions (serving retail, corporate, commercial and institutional clientele). A prominent brand in the retail segment, a credible partner amongst their corporate clientele base and a trusted name in terms of governance and sustainable growth in the investment community, they have also won multiple awards as an employer of choice. Recognising the importance of compliance and governance, they are expanding the Compliance/Governance division to align with future business growth/expansion.

Job Description

  • Assuming managerial role in overseeing compliance and business advisory for the respective business under purview (2 positions exist: (1) Treasury / Corporate Banking, (2) Retail Banking / Payments
  • Providing compliance advisory and supervision to the respective Product/Sales Managers, Operational Managers and/or Head of Business
  • Establishing and maintaining constructive relationships with regulatory body and relevant institutions
  • In the capacity of second line defense function, play a key role in monitoring on overall Governance, Compliance and Risk aspects where material
  • Formulation, revision and ongoing monitoring of policies, procedures, framework and applicable laws/regulations

The Successful Applicant

  • The successful candidate must have prior experience in Compliance or Governance function of any regulated Financial Institution (including Risk Management leaders and professionals).
  • 1st Position Available: Compliance (Treasury / Corporate Banking)
  • 2nd Position Available: Compliance (Payments / Retail Banking)
  • The role is open to Managers or Assistant Managers of a sub-unit division of Compliance ready to step up to take leadership role in a well resourced organisation with robust governance infrastructure and a team already trained and developed
  • Experience with senior level and business stakeholder management, including interfacing with regulators and enforcement authorities
  • Demonstrated track record as a business partner, and success in striking balance between business revenue and risk/compliance

What's on Offer

  • 1st Position Available: Compliance (Treasury / Corporate Banking)
  • 2nd Position Available: Compliance (Payments / Retail Banking)
  • 2 urgent positions available in a growing Compliance/Governance division
Quote job ref
4133378

Job summary

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Job Reference
4133378