Senior Compliance Manager - Digital Assets

Compliance Program Management

• Support the development, enhancement, and implementation of the company's compliance framework, policies, and standard operating procedures specifically for digital assets.
• Ensure the company's practices are aligned with current laws, regulations (e.g., AML/CFT, market conduct, securities laws), and internal policies.
• Lead or contribute to compliance risk assessments, gap analyses, and the formulation of action plans to address deficiencies.

Risk Management

• Conduct regular compliance risk assessments and audits
• Identify, escalate, and remediate compliance gaps and issues
• Implement and oversee transaction monitoring and suspicious activity reporting (SAR/STR)
• Manage crypto-specific risks including wallet security compliance, custody requirements, and digital asset classification

Reporting & Regulatory Engagement:

• Prepare regular and ad hoc compliance and risk reports for management, Board Committees, and relevant regulatory bodies.
• Support management in maintaining ongoing relationships with regulatory bodies and responding to regulatory inquiries, inspections, and audits.

Training & Awareness:

• Organize and deliver internal compliance training sessions and workshops, especially related to digital asset compliance and regulation.
• Promote a culture of compliance awareness and ethical conduct across all levels of the organization.

Team Leadership & Development:

• To supervise and mentor junior compliance staff, including allocating tasks, providing guidance, and supporting their professional development.
• To monitor the achievement of team objectives and KPIs, fostering high standards of performance, engagement, and integrity.

Other Duties

• To coordinate and participate in cross-functional projects, new product approval processes, and other group initiatives from a compliance perspective.
• Manage the escalation and resolution of compliance queries, issues, and incidents, recommending process improvements where necessary.
• Stay abreast of emerging regulatory trends and recommend proactive adjustments to company policies and procedures.
• Undertake any other ad hoc tasks as assigned by the Chief Risk & Compliance Officer or Chief Executive Officer.
• To be registered as a Compliance Officer of the Company and ensure the Company maintains constant compliance with all regulatory requirements, i.e AML/CFT and market surveillance, etc.