Save Job Back to Search Job Description Summary Similar JobsComprehensive Professional DevelopmentDynamic and Supportive Work EnvironmentAbout Our ClientThe client is a leading investment management firm with a strong focus on delivering innovative and strategic solutions across various financial markets. They specialize in alternative investments and asset management, providing tailored services to institutional investors. The firm is known for its rigorous compliance standards, dynamic team environment, and commitment to growth and success, with a strong emphasis on continuous development and training for its employees.Job DescriptionOverseeing compliance monitoring across areas such as AML, technology risk management, marketing, conflicts of interest, and employee-specific compliance.Managing licensing requirements for business representatives and entities to conduct regulated activities.Delivering induction training to new employees on compliance matters.Reviewing investor AML files, resolving queries, and conducting annual due diligence on the fund administrator.Reviewing marketing materials and updating the disclaimer library.Assisting with updating compliance matrices to ensure adherence to relevant regulations.Collaborating with business management on AML/KYC counterparty issues.Conducting vendor and outsourcing due diligence reviews.Maintaining employee-related compliance records, such as outside business interests and conflicts of interest.Contributing to quarterly compliance reports for management.Assisting with year-end regulatory filings and declarations.Monitoring and reviewing workflow management tools to ensure completion of compliance tasks.Supporting ad-hoc compliance projects, potentially in other regions.The Successful Applicant2 to 6 years of experience in the financial services or investment management industry.A relevant undergraduate degree (e.g., law, economics, business studies, accounting, or management).A proactive attitude with the ability to work independently and handle pressure in a fast-paced environment.Strong problem-solving and analytical skills.Excellent verbal and written communication skills with an assertive and professional approach.Ability to build strong working relationships with internal teams and external stakeholders.Meticulous attention to detail and sound decision-making skills.Knowledge of key market regulations and experience with various regulators.A strong drive, determination, and a passion for success.Ability to thrive in a diverse and collaborative team environment.What's on OfferCareer Growth and Development: Opportunities for professional development with extensive on-the-job training and the chance to enhance compliance and regulatory knowledge.Challenging Work Environment: A dynamic, fast-paced role that offers exposure to various aspects of business compliance across multiple jurisdictions.Collaborative Culture: A supportive, diverse, and team-oriented environment where passion, hard work, and commitment are valued.Impactful Role: The chance to contribute to key compliance initiatives, ensuring adherence to regulatory obligations and safeguarding the organization from non-compliance risks.ContactAzillah AzharQuote job refJN-032025-6689503Phone number+6012-375-2844Job summaryFunctionBanking & Financial ServicesSpecialisationCompliance & LegalWhat is your area of specialisation?Financial ServicesLocationKuala LumpurContract TypePermanentConsultant nameAzillah AzharConsultant contact+6012-375-2844Job ReferenceJN-032025-6689503
